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Understanding, Experience, and Technology for Compliance
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Risk-Based Approach for Building a Solid NERC and FERC Compliance Program

Strategy and Methodology for Risk-based Compliance
Date: Thursday April 29, 2010
Time: 9:00 AM PDT | 12:00 PM EDT | 4:00 PM GMT
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Agencies like FERC and NERC are stepping up enforcement signaling an increase in overall regulatory scrutiny. The level of scrutiny and engagement, which the new enforcement regime will bring, is imposing on energy and utility companies that have to manage numerous federal and state requirements.

Join us for a complimentary webcast to learn how to use a risk-based approach for building a solid compliance program. The session will also discuss how you can utilize people, processes and technology to respond to compliance enforcement challenges and engage regulators.

Areas Covered in the seminar

  • What new areas and activities will be scrutinized and how to deal with the enforcement
  • How to engage with regulators given the increasing intensity investigations and audits
  • How to gear up for producing records of evidence and proof to substantiate compliance
  • How to integrate compliance processes to manage risks, issues, violations and exceptions
  • Risk-based approach for developing a robust compliance program
  • How to reduce compliance costs with process automation and efficient resource utilization
Panelists

John Ballentine, Principal, ProComply
John Ballentine is a Principal at ProComply, a Texas-based regulatory services provider to the energy industry. Prior to joining ProComply, John served over 20 years as a senior compliance executive in both electric and natural gas companies subject to federal regulation. An ardent advocate for streamlined, effective regulatory risk management in the energy industry, John co-developed ProComply's "Sustainable Compliance" program model based on a proactive approach to managing regulatory risk.

Joe Longo, VP of Professional Services, MetricStream
As the Vice President of Professional Services, Joe Longo is responsible for delivery of solutions and consulting services for MetricStream’s customers. His PSO team is comprised of on-shore consultants and off-shore developers co-located with our Engineering team in Bangalore, India. His PSO team performs the requirements gathering, gap analysis, installation, configuration and provisioning of MetricStream’s software. Mr. Longo is a Member of MetricStream’s Executive Team.

 
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