Risk-based Compliance Management

Today, many organizations are faced with large number of compliance requirements that are growing in complexity and are different for different regions. However, most organizations are still, functionally and technically disaggregated, which impedes business performance and makes implementing and sustaining compliance program a major challenge.

The traditional response is no longer appropriate, particularly due to the increasing complexity of regulatory requirements and the interdependence of functionalities that are spread across multiple regions. The need for today more of an integrated and enterprise-wide risk-based approach to assess and monitor the compliance of highly regulated, business critical programs continuously.

This webinar will provide an integrated framework for deploying risk-based compliance management framework and streamlining effective compliance management processes leading to higher adaptability for changing regulatory requirements and enhancing capabilities to ensure sustainable compliance.

This seminar will provide insight on:

• Setting up the risk-based framework for managing compliance across the enterprise
• Defining pragmatic, cost effective, integrated compliance strategy and the underlying structure
• Centralized documentation of requirements, risks, controls, assessments, and related policies and procedures for systematic compliance management
• Integrated, closed loop compliance processes for identification, recording, reporting and remediation of issues, violations and exceptions
• Assessing proactively the compliance readiness of highly regulated, business critical programs on a periodic basis
• Tracking the status for pending, in-process, and completed regulatory submissions
• Driving efforts and resources towards a successful delivery of a compliant and sustainable solution

Panelists

Vinay Bapna Associate Director, MetricStream Sudeep Chatterjee Solutions Manager, MetricStream