As difficult and costly as compliance is now, many of the largest regulators are coming under fire for not being aggressive enough with their oversight and enforcement. Compliance professionals have good reason for concern as they struggle to keep up with rapidly changing requirements within a similarly rapid changing business environment. Knowing that the current regulatory pressures are almost certain to increase, a well-developed strategy for sustainable compliance is a must.
This presentation will look at steps that leading organizations are taking to maintain consistency, reduce overhead, and streamline their efforts, offering attendees recommendations they can use to improve the performance of any compliance program.
- Defining an effective compliance framework that ties into corporate objectives
- Rationalization of controls to manage compliance and risk better
- Effective communication, certification and updates to regulatory requirements
- Risk and compliance program design - success factors, useful metrics, pitfalls to avoid
- Role internal audit in sustaining compliance
| Panelists |
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Chris McClean, Analyst, Forrester Research 
Gaurav Kapoor, CFO and General Manager, MetricStream 
