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Risk Management in Financial Services - Online Panel Discussion
Panel discussion with former Chief Risk Officers of Barclays Global Investors, CIBC and U.S. Bancorp Piper Jaffray on the current financial crisis and best practices in Governance & Risk Management
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In the wake of the financial turmoil, more and more organizations are asking themselves, “How could we have avoided this crisis?”

The scope and complexity of markets and products make it extremely challenging to quantify the overall risk exposure of financial institutions. The additional dependency on audit findings and compliance mandates and lack of an enterprise wide GRC strategy adds to the challenge.

This panel discussion will outline an integrated framework for deploying best governance and effective risk management processes that address changing business needs and enhance the ability of financial institutions to react rapidly to adverse events. Best practices in organizational structures, roles and responsibilities and risk scenario planning and analysis will also be discussed.
Role of Technology as a driver for Enterprise wide GRC
 

Featured Speakers
 

- David R. Koenig
- S. Jean Hinrichs
- Dr. Robert Mark
- Charles Goldenberg
 

Moderated By
 

- Gaurav Kapoor
Role of Technology as a driver for Enterprise wide GRC

Topics will include:

  • Good governance practices
  • Effective risk management
  • Loss Management
  • Scenario planning
  • Causal analysis of the crisis
  • Remedial action
  • Organization Structures
  • Technology as an enabler
Featured Speakers:

David R. Koenigs
Dr. Robert Mark Jean has over 15 years experience creating or transforming enterprise risk management and internal audit functions. She was formerly the Chief Risk Officer at Barclays Global Investors (BGI) in San Francisco, with responsibility for enterprise risk management that included credit and market risk, operational risk, legal, compliance, audit, insurance, and corporate security. She restructured the risk management group and helped BGI achieve the RiskAwards 2003 Best Buy-Side Risk Manager of the year award. She has also been Chief Audit Executives at Fannie Mae and the Federal Reserve Bank of

San Francisco. At Fannie Mae, Jean was formally recognized by both the CEO and Audit Committee for rebuilding the internal audit function and playing a key role in helping the company complete its multi-year restatement. Jean served on the executive management committees at both BGI and Fannie Mae. She also served on the boards of two Japanese subsidiaries of BGI.

Jean earned a bachelor of science in business administration in management and a MBA with concentrations in business analysis and marketing from San Francisco State University. She is past president of the San Francisco Chapter of the Institute of Internal Auditors. She was also co-regional director of the Bay Area Chapter of The Professional Risk Managers' International Association and served on an advisory committee for the Washington, DC chapter. Jean has also lectured at U.C. Berkeley, Haas School of Business, and at San Francisco State University on risk management and internal audit.

In 1998, he was awarded the Financial Risk Manager of the Year by the Global Association of Risk Professionals (GARP).
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