Understanding, Experience, and Technology for Compliance

Compliance 2.0: How Regional Financial Services Institutions are Meeting Complex Compliance & Regulatory Requirements Cost Effectively


Banks and financial services providers must comply with a vast number of national and international regulations. With the recent rise in regulatory oversight, executives and the boards require clear visibility into risk exposure and compliance status to effectively manage the organization's long-term strategies. As a result, companies are looking for a systemic approach to ensure accountability and transparency, to manage and mitigate risks and to build customer and shareholder confidence.

In this, webinar we will discuss the best practices and the role of technology for:
Regulatory Compliance

Basel II Guidelines

Anti-money Laundering
Anti-fraud Programs
Sarbanes Oxley Act
CRA Evaluations
Corporate Governance
Oversight Programs
Policies and Procedures
Training and Awareness
Business Ethics
Code of Conduct
Risk Management
Enterprise Risk
Operational Risk
Internal Audits
IT Compliance and Audits
Internal Controls

David Delouya - Head - Financial Service Practice, Tata Consulting Services (TCS)
David, a senior member of Banking and Financial Securities Group at TATA Consultancy Services, has more than 25 years of experience in business development and solutions management for medium and large global financial institutions, banks, institutional investment management companies, private banks and insurance companies worldwide.

Charles Goldenberg - VP - Governance, Risk and Compliance MetricStream
MetricStream is the market leader in GRC and Quality Management Solutions. MetricStream solutions address a growing range of compliance issues that affect business operations by delivering regulation-specific functionality based on industry best practices.

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