Webinar
Understanding, Experience, and Technology for Compliance
Home > Banking > Webinars

Linking Internal Audit Plan with Organizational Strategic Goals

Looking beyond regulatory issues to align Internal Audit with the strategies of the organization to provide additional value creation
   Favorites Favorites
View Register

The more sophisticated Internal Audit functions are increasingly linking their audit plan to business strategies and current risks. Internal Audit is shifting priorities from a traditional financial and compliance focus to a more operational and ERM strategy focus.

Developing and maintaining the technical competencies and enabling technology necessary for automating the identification of exceptions and/or anomalies, analysis of patterns within the digits of key numeric fields, analysis of trends, detailed transaction analysis against cut-offs and thresholds, testing of controls, and the comparison of the process or system over time and/or against other similar entities would benefit Internal Audit in its transition

Join this MetricStream sponsored webinar to get an insight to:

  • Incorporate a risk based policy, methodology and infrastructure benchmark assessment as part of every internal audit
  • Ensure risk appetite is appropriately defined and extensively communicated across the organization
  • Evaluate an organization’s strategies to assess risk, including the impact of cascading events that could lead to a higher risk priority and catastrophic risks
  • Define the technology infrastructure necessary to support the new Internal Audit norms with the ability to manage the organization performance

Panelists:

David R. Koenigs
Rich joined Con Edison in May 1972 and served in several areas of Corporate Accounting each with increasing responsibility. In 1983, he transferred to Corporate Planning and in 1985 became Division Controller of Brooklyn. In 1991, he was promoted to General Manager of Administration in Queens and in 1999 became a Section Manager for Customer Field Operations in Westchester. In 2001, he was given responsiblibility for Retail Choice programs in Customer Operations and in December 2004 was placed in charge of the Company’s Sarbanes-Oxley program. In 2005, Rich developed the Company’s Enterprise Risk Management process for which he still retains responsibility. Currently Rich is responsible for the Company’s Enterprise Risk management program. Rich manages a team of senior level managers across the organization which identifies, evaluates and mitigates the major risks of the company. Rich is also responsible for managing the Company’s Sarbanes-Oxley compliance program.
Register to View this Recorded Webinar
Name:*
Job Title:*
Email:*
(Only corporate ID)
Company Name:*
Phone Number:*
Country:*
State:*
Zipcode
Please sign me up for the MetricStream newsletters.