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Importance of Ethics and Compliance Training in a Complex Regulatory Environment

Duration: 45 minutes

In the current complex regulatory environment, several key legal and business drivers have compelled employers to provide Ethics and Compliance training to their workforce.  Training has been establised to be the cornerstone of an effective compliance program, thereby enhancing employee knowledge and reducing the overall cost of compliance.

This webinar will look at reviewing the importance of an effective Ethics and Compliance training program . It also discusses the best practices which drive ethics and compliance training in a cost effective and efficient manner.

What will be covered?

  • Key legal drivers for ethics and compliance training
    • SOX
    • NYSE & NASDAQ Governance requirements
    • Federal Sentencing guidelines
    • Other state laws
  • Key business drivers for ethics and compliance training
  • Recommnded elements of an effective program
  • Code of conduct training - core of any meaningful ethics and compliance program.
  • Insider Trading Training
  • Training methodologies
  • Understanding the online option
  • Best practices for success

The webinar will also cover the features and benefits of the cost effective MetricStream solution for Ethics and Compliance Training. MetricStream solution is an out of the box training solution with a quick deployment cycle.   Using MetricStream solution, Companies can train employees on industry standard learning platform (SCORM/AICC), monitor their participation at any level of detail and easily provide evidence to the internal & external auditors around the training with robust reporting capabilities.

Who Will Benefit
This webinar will provide valuable assistance to Legal , Human Resources, Finance, Regulatory and IT staff of private and public companies looking to learn more about the challenges and best practices of ethics and compliance training programs. These employees include:

  • General Counsel
  • VP Legal & Corporate Affairs
  • Chief Compliance Officer
  • Chief Ethics Officer
  • Secretary
  • VP of HR
  • Training Managers
  • IT Managers
  • CFOs

Panelists

Pankaj Srivastava
General Manager, ComplianceOnline

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For more information, please call (650) 620-2974 or email webinar@metricstream.com.