Regulatory Compliance Management Software

MetricStream Regulatory Compliance Management is an AI-powered regulatory compliance software solution that enables organizations to track, manage, and demonstrate compliance with multiple regulations, standards, and internal policies in a unified platform. It integrates with authoritative regulatory content sources, maps updates to risks and controls, automates policy management, and provides real-time visibility into the organization's overall compliance posture. The solution supports compliance teams across industries and regulatory jurisdictions.

MetricStream Regulatory Compliance Management includes a Regulatory change management capability that continuously monitors regulatory updates through integration with trusted content providers. When a regulation changes, the platform automatically maps the update to affected risks, controls, and policies, and alerts the relevant stakeholders. This allows compliance teams to assess the impact of regulatory changes quickly and take corrective action, reducing the risk of non-compliance due to missed updates.

MetricStream Regulatory Compliance Management supports a broad range of regulatory frameworks and standards, including SOX, GDPR, CCPA, HIPAA, PCI-DSS, DORA, NIST CSF, ISO 27001, COSO, and many others. Through integration with the Unified Compliance Framework (UCF), the platform maps more than 9,300 IT control statements to over 1,200 regulations, allowing organizations to rationalize controls across frameworks and reduce duplicative compliance work.

MetricStream Regulatory Compliance Management provides a centralized policy portal where organizations can create, review, approve, publish, and track policies. Automated workflows route policies for review and approval, send notifications to the target audience, and capture employee attestations. AI-powered smart search allows frontline employees to find the policies relevant to their work quickly. Policies are mapped to regulations, risks, and controls so compliance teams can identify gaps when regulations change.

Organizations using MetricStream Regulatory Compliance Management have reported a 60% reduction in the time taken to manage compliance activities. Control rationalization has cut the number of compliance tests by 50%, and report readiness for audits and board meetings has become 85% more effective.  

MetricStream Regulatory Compliance Management allows organizations to design compliance assessments with defined scope and frequency, assign them to business unit owners, and automate scoring based on responses. Control self-assessments and certifications can be configured using pre-defined templates. Assessment results feed into real-time compliance dashboards, and non-compliance issues are captured and routed for investigation and remediation through a structured, automated workflow.

MetricStream Regulatory Compliance Management includes third-party compliance capabilities that extend the organization's compliance program to vendors, suppliers, and other external parties. Organizations can conduct due diligence assessments, monitor third-party regulatory compliance status through real-time data feeds, and track certifications and attestations. Anti-bribery, anti-corruption, and code-of-conduct assessments can be automated and run at defined intervals based on each third party's risk profile.

MetricStream Compliance Advisory Management enables frontline business units to submit requests for guidance on regulations, laws, and internal standards through a centralized advice portal. Requests are routed automatically to the appropriate compliance subject matter expert for review. The expert's response is published back to the requestor, mapped to the relevant regulations and controls, and stored in a searchable knowledge base for future reference. Frontline employees can attest that they have understood and implemented the advice.

MetricStream Regulatory Compliance Management delivers role-based dashboards and reports that provide real-time visibility into the organization's compliance status across regulations, business units, and geographies. Compliance scores by regulation, open issues, overdue assessments, and control test results are all surfaced in configurable graphical views. Drill-down capabilities allow compliance managers to investigate specific gaps, while executive-level roll-ups give leadership the board-ready compliance overview they need.

MetricStream Regulatory Compliance Management includes a Case and Incident Management capability for capturing and managing compliance violations, ethics concerns, and regulatory incidents. Cases can be reported from multiple channels, including email, online portals, and hotlines, with the option of anonymous reporting. Each case is triaged, routed to the appropriate investigation team, tracked through resolution, and mapped to the relevant policies and regulations to support root cause analysis and future prevention.